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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2007-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/2007 | Present |
| Lin Financial Services | Reading | MA | 01/2007 | Present |
1. FIXED INSURANCE SALES; AS AN AGENT UNDER THE DBA NAME LIN FINANCIAL SERVICES; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. DAI MING REALTY CORPORATION; OWNER; FAMILY-RELATED REAL ESTATE HOLDING COMPANY; NOT CONDUCTED FROM BRANCH LOCATION; NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-05-21 |
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