Inactive

Robert Guido Battista

Vestmark Advisory Solutions, Inc.

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Current Employers

Vestmark Advisory Solutions, Inc.

100 Quannapowitt Pkwy Suite 205, Wakefield, MA 01880 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-05-08
MA	RA	APPROVED	2023-07-26

PA RA
APPROVED

Since 2024-05-08
MA RA
APPROVED

Since 2023-07-26

Branch Locations

100 Quannapowitt Pkwy Suite 205, Wakefield, MA 01880 • United States

Malvern, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	Philadelphia	PA	07/2015	04/2022
Vestmark Advisory Solutions, Inc.	Wakefield	MA	04/2022	Present

07/2015 → 04/2022

Janney Montgomery Scott Llc

Philadelphia, PA
04/2022 → Present

Vestmark Advisory Solutions, Inc.

Wakefield, MA

Previous Registrations

2014-09-29 → 2022-05-03

Janney Montgomery Scott Llc

Philadelphia, PA

Philadelphia, PA
2012-02-29 → 2013-05-13

Janney Montgomery Scott Llc

Philadelphia, PA
2010-12-16 → 2012-03-08

Citigroup Global Markets Inc.

New York, NY

Wilmington, DE

New York, NY
2009-01-15 → 2010-08-05

Bny Mellon Advisors, Inc.

New York, NY
2008-03-14 → 2010-04-05

Lockwood Financial Services, Inc.

Malvern, PA
2007-02-05 → 2008-03-14

Bny Mellon Advisors, Inc.

New York, NY
2005-09-21 → 2007-02-02

Morgan Stanley Dw Inc.

Voorhees, NJ

Voorhees, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-20

S66 Uniform Combined State Law Examination

2005-09-20

View on SEC IAPD

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Other Investors

SCOTT LOUIS FACCHETTI

RICHARD PAUL JOYAL

DONALD ALDE JOYAL

BARBARA NAN REED

Michael Bergeron

ERIC RYAN MARTIN

Other Offices

FLAGSHIP WEALTH ADVISORS, LLC. · WAKEFIELD, MA

424 CAPITAL, LLC · WAKEFIELD, MA

OXFORD MARTIN, LLC · WAKEFIELD, MA

MML INVESTORS SERVICES, LLC · WAKEFIELD, MA

OSAIC WEALTH, INC. · WAKEFIELD, MA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Wakefield, MA

OSAIC WEALTH, INC. · WAKEFIELD, MA

OSAIC WEALTH, INC. · WAKEFIELD, MA

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