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301 Edgewater Place Suite 400, Wakefield, MA 01880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED_RES | 2014-12-09 |
Branch Locations
301 Edgewater Place Suite 400, Wakefield, MA 01880 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates,Inc. | Plymouth | NH | 03/2001 | Present |
1) ENTERTAINMENT CAPITAL MANAGEMENT LLC; NON-INVESTMENT RELATED; 50 RESNIK ROAD PLYMOUTH MA 02360; MEMBER; STARTED 04/04/2007; 10 HRS/MTH; 10 HRS/MTH DURING ST HOURS; DEVELOP RELATIONSHIPS IN THE PROFESSIONAL ENTERTAINMENT ARENA. 2) JOYAL PROPERTY & LIABILITY INSURANCE AGENCY INC II; NON-INVESTMENT RELATED; 50 RESNIK ROAD PLYMOUTH MA 02360; PRESIDENT; STARTED 1997; 10 HRS/MTH; 10 HRS/MTH DURING ST HOURS; REFER CLIENTS TO A PROPERTY & LIABILITY AGENCY FOR COVERAGE OPTIONS. 3) JOYAL FINANCIAL MANAGEMENT GROUP POSITION: sole proprietor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/17/2015 ADDRESS: 50 Resnik Rd., Suite 300, Plymouth MA 02360 DESCRIPTION: Fixed AnnuitiesLife InsuranceDisability InsuranceNursing Home Insurance 4) FLAGSHIP WEALTH ADVISORS POSITION: An exempted investment advisor representative, approved from the state of Massachusetts. This position is for soliciting purposes only. NATURE: Solicitorof Flagship Wealth Advisors. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 12/09/2014 ADDRESS: 301 Edgewater Place, Suite 400, Wakefield MA 01880 DESCRIPTION: I refer clients to Flagship Wealth Advisors as a solicitor. 5) DONALD JOYAL DBA JOYAL INSURANCE AGENCY POSITION: Owner - NATURE: Sole Proprietorship - Life insurance, nursing home home healthcare insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1982 ADDRESS: 50 Resnik Road, Plymouth MA 02360, United States DESCRIPTION: life insurance sales, nursing home home health care sales 6) ELLIS LAW GROUP POSITION: Recommendation NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/11/2023 ADDRESS: 4755 Technology Way ste 205, Boca Raton FL 33431, United States DESCRIPTION: Recommendation only 7) GUARANTEED RATE POSITION: Recommendation NATURE: Recommendation only INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/11/2023 ADDRESS: 3940 N Ravensswood Ave, Chicago IL 60613, United States DESCRIPTION: Recommendation only 8) JOYAL CONSULTING AGENCY INC POSITION: Owner NATURE: Sole Proprietorship- Life Insurance, Nursing Home, Home Healthcare, Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2024 ADDRESS: 50 Resnik Rd, Plymouth MA 02360, United States DESCRIPTION: Life Insurance sales, Nursing home, Home Healthcare Care, Sales
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-11-23 |
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