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Nancy Yen Chang

Ni Advisors

Milpitas, CA

Campbell, CA

Milpitas, CA

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Current Employers
Ni Advisors

1138 Cadillac Court, Milpitas, CA 95035-3058 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-09
  • CA RA
    APPROVED
    Since 2026-02-09

Branch Locations

1138 Cadillac Court, Milpitas, CA 95035-3058 • United States

Campbell, CA • United States

1138 Cadillac Court, Milpitas, CA 95035 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Los Altos CA 05/2013 06/2020
Mml Investors Services, Llc San Francisco CA 09/2020 09/2021
Massmutual Life Insurance Company San Francisco CA 08/2020 09/2021
Independent Financial Group Campbell CA 09/2021 02/2026
X Advisors, Llc Santa Maria CA 09/2021 09/2024
Ni Advisors, Inc. Campbell CA 02/2026 Present
  • 05/2013 → 06/2020
    Citigroup
    Los Altos, CA
  • 09/2020 → 09/2021
    Mml Investors Services, Llc
    San Francisco, CA
  • 08/2020 → 09/2021
    Massmutual Life Insurance Company
    San Francisco, CA
  • 09/2021 → 02/2026
    Independent Financial Group
    Campbell, CA
  • 09/2021 → 09/2024
    X Advisors, Llc
    Santa Maria, CA
  • 02/2026 → Present
    Ni Advisors, Inc.
    Campbell, CA
Previous Registrations
  • 2021-09-27 → 2026-02-10
    Independent Financial Group, Llc
    San Francisco, CA
    Campbell, CA
    San Diego, CA
  • 2021-09-27 → 2024-09-19
    X Advisors, Llc
    Campbell, CA
    Santa Maria, CA
  • 2020-09-10 → 2021-09-29
    Mml Investors Services, Llc
    San Francisco, CA
  • 2013-05-24 → 2020-07-10
    Citigroup Global Markets Inc.
    San Antonio, TX
    Los Altos, CA
    Mountain View, CA
    San Francisco, CA
    San Jose, CA
    San Francisco, CA
    Mountain View, CA
    Mountain View, CA
    San Francisco, CA
    Santa Clara, CA
    San Francisco, CA
    Westlake Village, CA
    Fresno, CA
  • 2012-09-17 → 2013-06-10
    Ameriprise Financial Services, Llc
    Los Angeles, CA
    Newport Beach, CA
  • 2009-09-18 → 2012-08-29
    Chase Investment Services Corp.
    Irvine, CA
    Irvine, CA
    Irvine, CA
    Irvine, CA
    Irvine, CA
    Irvine, CA
    Irvine, CA
  • 2005-10-24 → 2009-02-11
    Ubs Financial Services Inc.
    Palo Alto, CA
    Palo Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-21
  • S66 Uniform Combined State Law Examination
    2005-10-21
Other Names
  • Nancy Chang
  • Yuhtzy Chang
  • Yuhtzy Yen Chang

View on SEC IAPD

Other Firms

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CETERA INVESTMENT ADVISERS LLC
NEW ASSETS INVESTMENT ADVISORS LLC
INDEPENDENT FINANCIAL GROUP, LLC
U.S. BANCORP ADVISORS, LLC
CITIGROUP GLOBAL MARKETS INC.
J.P. MORGAN SECURITIES LLC
GLOBAL ADVISORS, LLC

Other Investors

Eileen Bader
Sneha Dhar Karihaloo
CHAITI CHATTERJEE
Ruoyun Liang
Paul Qibin Yang
HTET HTET AUNG
CATHY HA
LINH THI WONG

Other Offices

CHARLES SCHWAB & CO., INC. · Milpitas, CA
CETERA INVESTMENT ADVISERS LLC · MILPITAS, CA
NEW ASSETS INVESTMENT ADVISORS LLC · MILPITAS, CA
NEW ASSETS INVESTMENT ADVISORS LLC · MILPITAS, CA
INDEPENDENT FINANCIAL GROUP, LLC · Milpitas, CA
U.S. BANCORP ADVISORS, LLC · Milpitas, CA
CITIGROUP GLOBAL MARKETS INC. · Milpitas, CA
J.P. MORGAN SECURITIES LLC · MILPITAS, CA

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