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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-06-21
TX RA APPROVED 2022-05-16
CA RA APPROVED 2022-04-11
  • UT RA
    APPROVED
    Since 2022-06-21
  • TX RA
    APPROVED
    Since 2022-05-16
  • CA RA
    APPROVED
    Since 2022-04-11

Branch Locations

60 E South Temple St, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oxnard CA 12/2021 Present
Bank Of America, N.A. Oxnard CA 12/2021 Present
E*Trade Financial Corporation Sandy UT 04/2020 12/2021
Royal Broadcast Group Sandy UT 02/2020 11/2021
Real Salt Lake Sandy UT 02/2019 02/2020
Survey Sampling International Rexburg ID 03/2018 11/2018
Brigham Young University - Idaho Rexburg ID 01/2017 04/2020
Church Of Jesus Christ Of Latter-Day Saints Rome 01/2015 12/2016
  • 12/2021 → Present
    Oxnard, CA
  • 12/2021 → Present
    Bank Of America, N.A.
    Oxnard, CA
  • 04/2020 → 12/2021
    E*Trade Financial Corporation
    Sandy, UT
  • 02/2020 → 11/2021
    Royal Broadcast Group
    Sandy, UT
  • 02/2019 → 02/2020
    Real Salt Lake
    Sandy, UT
  • 03/2018 → 11/2018
    Survey Sampling International
    Rexburg, ID
  • 01/2017 → 04/2020
    Brigham Young University - Idaho
    Rexburg, ID
  • 01/2015 → 12/2016
    Church Of Jesus Christ Of Latter-Day Saints
    Rome
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-08
  • S66 Uniform Combined State Law Examination
    2022-04-08

View on SEC IAPD

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