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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-05-29
  • MD RA
    APPROVED
    Since 2026-05-29

Branch Locations

6011 University Blvd Ste 370, Ellicott City, MD 21043 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2026 Present
Jp Morgan Chase Bank Washington DC 09/2018 05/2021
J.P. Morgan Securities Llc Washington DC 05/2021 10/2023
Capital One Bank Washington DC 05/2018 09/2018
Kids First Swim School Rockville MD 09/2014 09/2017
Wells Fargo Clearing Services, Llc Silver Spring MD 01/2024 09/2025
Wells Fargo Bank, Na Silver Spring MD 01/2024 09/2025
Capital One Bank Washington DC 09/2017 05/2018
Jp Morgan Chase Bank Washington DC 05/2021 08/2022
Jp Morgan Chase Bank Washington DC 08/2022 10/2023
Unemployed Washington DC 10/2023 01/2024
Unemployed Silver Spring MD 09/2025 04/2026
Nicholas Lamanna Ellicott City MD 04/2026 Present
Northwestern Mutual Investment Services Llc Ellicott City MD 04/2026 Present
  • 05/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2018 → 05/2021
    Jp Morgan Chase Bank
    Washington, DC
  • 05/2021 → 10/2023
    J.P. Morgan Securities Llc
    Washington, DC
  • 05/2018 → 09/2018
    Capital One Bank
    Washington, DC
  • 09/2014 → 09/2017
    Kids First Swim School
    Rockville, MD
  • 01/2024 → 09/2025
    Silver Spring, MD
  • 01/2024 → 09/2025
    Wells Fargo Bank, Na
    Silver Spring, MD
  • 09/2017 → 05/2018
    Capital One Bank
    Washington, DC
  • 05/2021 → 08/2022
    Jp Morgan Chase Bank
    Washington, DC
  • 08/2022 → 10/2023
    Jp Morgan Chase Bank
    Washington, DC
  • 10/2023 → 01/2024
    Unemployed
    Washington, DC
  • 09/2025 → 04/2026
    Unemployed
    Silver Spring, MD
  • 04/2026 → Present
    Nicholas Lamanna
    Ellicott City, MD
  • 04/2026 → Present
    Ellicott City, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-28
S63 Uniform Securities Agent State Law Examination 2021-08-11
  • S65 Uniform Investment Adviser Law Examination
    2024-03-28
  • S63 Uniform Securities Agent State Law Examination
    2021-08-11
Other Names
  • Crystal Roach
  • Crystal Rene Roach
  • Crystal R. Roach
  • Crystal R Roach
  • Crystal R Roach

View on SEC IAPD

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