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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Fayetteville Municipal Government | Fayetteville | GA | 01/2018 | 07/2018 |
| The George Washington University | Washington | DC | 08/2019 | 05/2020 |
| The George Washington University | Washington | DC | 09/2021 | 12/2021 |
| Ubs Financial Services Inc. | New York City | NY | 07/2022 | Present |
| Ubs Financial Services Inc. | New York City | NY | 06/2021 | 08/2021 |
| Unemployed | Fayetteville | GA | 08/2017 | 12/2018 |
| Unemployed | Fayetteville | GA | 08/2016 | 05/2017 |
| Covenant Presbyterian Church | Fayetteville | GA | 06/2017 | 07/2017 |
| Unemployed | Washington | DC | 08/2018 | 05/2019 |
| City Of Fayetteville Municipal Government | Fayetteville | GA | 06/2019 | 07/2019 |
| City Of Fayetteville Municipal Government | Fayetteville | GA | 06/2020 | 07/2020 |
| Unemployed | Washington | DC | 08/2020 | 05/2021 |
| Unemployed | Singapore | 01/2022 | 05/2022 | |
| Unemployed | Fayetteville | GA | 05/2022 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-13 |
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