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Derek Smith

Rbc Capital Markets, LLC

Las Vegas, NV

Las Vegas, NV

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-16
NV RA APPROVED 2025-03-20
  • TX RA
    APPROVED
    Since 2025-04-16
  • NV RA
    APPROVED
    Since 2025-03-20

Branch Locations

10801 W. Charleston Blvd. Suite 650, Las Vegas, NV 89135 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Las Vegas NV 06/2021 07/2022
University Of Nevada Las Vegas Las Vegas NV 01/2018 12/2022
United State Marine Corps (Usmc) N/A XX 02/2013 07/2017
Central Oregon Community College Bend OR 08/2017 12/2017
Ubs Financial Services Inc Las Vegas NV 01/2023 03/2025
Rbc Capital Markets, Llc Las Vegas NV 03/2025 Present
  • 06/2021 → 07/2022
    Ameriprise Financial
    Las Vegas, NV
  • 01/2018 → 12/2022
    University Of Nevada Las Vegas
    Las Vegas, NV
  • 02/2013 → 07/2017
    United State Marine Corps (Usmc)
    N/A, XX
  • 08/2017 → 12/2017
    Central Oregon Community College
    Bend, OR
  • 01/2023 → 03/2025
    Ubs Financial Services Inc
    Las Vegas, NV
  • 03/2025 → Present
    Rbc Capital Markets, Llc
    Las Vegas, NV
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-29
  • S66 Uniform Combined State Law Examination
    2023-06-29

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AI AGENT CAPITAL, LLC
BETTER CAPITAL MANAGEMENT LLC
U.S. BANCORP ADVISORS, LLC
ROSTEN CAPITAL INVESTMENTS LLC

Other Investors

YALE BOCK
Juan Manuel Mardueno Rodriguez
Sariguli Tuersun
Javier Magana Benitez
Shane Lee Rogers
CLIFTON M YASUTOMI
Nicholas Paul Abbott
MICHAEL J COOK

Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

More in Las Vegas, NV

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