Best Investors Account Sign in

Nicholas Paul Zelenika

Guggenheim Investments

New York, NY

Chicago, IL

CRD 7381173

Claim This Profile
Employer firm

Guggenheim Investments CRD 105477

$7.97B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-16
  • IL RA
    APPROVED
    Since 2024-02-16

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

227 West Monroe St. 7Th Floor, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Chicago IL 06/2021 09/2023
First Trust Portfolios Wheaton IL 06/2019 08/2019
University Of Iowa Hawk Shop Iowa City IL 08/2017 05/2018
Big Ten Rentals Iowa City IL 05/2018 08/2018
Doordash Frankfort IL 03/2020 02/2021
University Of Iowa Iowa City IA 08/2017 05/2021
Lincoln Way East High School Frankfort IL 08/2012 05/2017
Morgan Stanley Chicago IL 09/2023 10/2023
Guggenheim Funds Distributors, Llc Chicago IL 10/2023 Present
  • 06/2021 → 09/2023
    E*Trade Securities Llc
    Chicago, IL
  • 06/2019 → 08/2019
    First Trust Portfolios
    Wheaton, IL
  • 08/2017 → 05/2018
    University Of Iowa Hawk Shop
    Iowa City, IL
  • 05/2018 → 08/2018
    Big Ten Rentals
    Iowa City, IL
  • 03/2020 → 02/2021
    Doordash
    Frankfort, IL
  • 08/2017 → 05/2021
    University Of Iowa
    Iowa City, IA
  • 08/2012 → 05/2017
    Lincoln Way East High School
    Frankfort, IL
  • 09/2023 → 10/2023
    Morgan Stanley
    Chicago, IL
  • 10/2023 → Present
    Guggenheim Funds Distributors, Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-26
  • S66 Uniform Combined State Law Examination
    2024-01-26
Other Names
  • Nicholas P Zelenika
  • Nicholas Paul Zelenika

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor