Nicholas Paul Zelenika

Guggenheim Investments

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Current Employers

Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-02-16

IL RA
APPROVED

Since 2024-02-16

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

227 West Monroe St. 7Th Floor, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Chicago	IL	06/2021	09/2023
First Trust Portfolios	Wheaton	IL	06/2019	08/2019
University Of Iowa Hawk Shop	Iowa City	IL	08/2017	05/2018
Big Ten Rentals	Iowa City	IL	05/2018	08/2018
Doordash	Frankfort	IL	03/2020	02/2021
University Of Iowa	Iowa City	IA	08/2017	05/2021
Lincoln Way East High School	Frankfort	IL	08/2012	05/2017
Morgan Stanley	Chicago	IL	09/2023	10/2023
Guggenheim Funds Distributors, Llc	Chicago	IL	10/2023	Present

06/2021 → 09/2023

E*Trade Securities Llc

Chicago, IL
06/2019 → 08/2019

First Trust Portfolios

Wheaton, IL
08/2017 → 05/2018

University Of Iowa Hawk Shop

Iowa City, IL
05/2018 → 08/2018

Big Ten Rentals

Iowa City, IL
03/2020 → 02/2021

Doordash

Frankfort, IL
08/2017 → 05/2021

University Of Iowa

Iowa City, IA
08/2012 → 05/2017

Lincoln Way East High School

Frankfort, IL
09/2023 → 10/2023

Morgan Stanley

Chicago, IL
10/2023 → Present

Guggenheim Funds Distributors, Llc

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-01-26

S66 Uniform Combined State Law Examination

2024-01-26

Other Names

Nicholas P Zelenika
Nicholas Paul Zelenika

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP

P2 CAPITAL PARTNERS, LLC

KINYAN CAPITAL MANAGEMENT LLC

BRIGHTSPIRE CAPITAL ADVISORS, LLC

ACORN ADVISORY CAPITAL, L.P.

COMPASS GROUP LLC

CRESTVIEW PARTNERS

LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY

STEPHANIE LYNN FAGENSON

Logan Stephen Michals

JONATHAN HARRY SIEGEL

HAL WILLIAM BROWN

RICCARDO MARIA RAINIERI

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

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