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Zachary John Mott

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-14
  • TX RA
    APPROVED
    Since 2022-04-14

Branch Locations

800 Capitol St Pbig - Houston Ii, Houston, TX 77002 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Houston TX 12/2020 11/2021
Vov Corporation Sugar Land TX 02/2015 03/2021
The Prudential Insurance Company Of America Houston TX 10/2021 11/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 11/2021 Present
Full Time Education Houston TX 04/2012 05/2020
  • 12/2020 → 11/2021
    Pruco Securities Llc
    Houston, TX
  • 02/2015 → 03/2021
    Vov Corporation
    Sugar Land, TX
  • 10/2021 → 11/2021
    The Prudential Insurance Company Of America
    Houston, TX
  • 11/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Houston, TX
  • 04/2012 → 05/2020
    Full Time Education
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-12
S63 Uniform Securities Agent State Law Examination 2021-08-11
  • S65 Uniform Investment Adviser Law Examination
    2022-04-12
  • S63 Uniform Securities Agent State Law Examination
    2021-08-11
Other Names
  • Zachary J Mott

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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