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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-05 |
| CT | RA | APPROVED | 2022-03-07 |
Branch Locations
2992 Dixwell Ave, Hamden, CT 06518 • United States
203 Trumbull Street, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | New Haven | CT | 11/2017 | 05/2021 |
| University Of Bridgeport | Bridgeport | CT | 08/2013 | 05/2018 |
| Td Bank N.A. | New Haven | CT | 05/2021 | 03/2022 |
| Td Private Client Wealth Llc | New Haven | CT | 05/2021 | Present |
| Td Bank N.A. | Hamden | CT | 03/2022 | Present |
| Td Private Client Wealth Llc | Hamden | CT | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-09-22 |
| S65 | Uniform Investment Adviser Law Examination | 2022-02-11 |
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