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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-05
CT RA APPROVED 2022-03-07
  • FL RA
    APPROVED
    Since 2025-08-05
  • CT RA
    APPROVED
    Since 2022-03-07

Branch Locations

2992 Dixwell Ave, Hamden, CT 06518 • United States

203 Trumbull Street, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. New Haven CT 11/2017 05/2021
University Of Bridgeport Bridgeport CT 08/2013 05/2018
Td Bank N.A. New Haven CT 05/2021 03/2022
Td Private Client Wealth Llc New Haven CT 05/2021 Present
Td Bank N.A. Hamden CT 03/2022 Present
Td Private Client Wealth Llc Hamden CT 03/2022 Present
  • 11/2017 → 05/2021
    Td Bank N.A.
    New Haven, CT
  • 08/2013 → 05/2018
    University Of Bridgeport
    Bridgeport, CT
  • 05/2021 → 03/2022
    Td Bank N.A.
    New Haven, CT
  • 05/2021 → Present
    New Haven, CT
  • 03/2022 → Present
    Td Bank N.A.
    Hamden, CT
  • 03/2022 → Present
    Hamden, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-09-22
S65 Uniform Investment Adviser Law Examination 2022-02-11
  • S63 Uniform Securities Agent State Law Examination
    2025-09-22
  • S65 Uniform Investment Adviser Law Examination
    2022-02-11

View on SEC IAPD

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