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1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-20 |
Branch Locations
5214 Main Street Suite 200, Williamsville, NY 14221 • United States
1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Instacart | Williamsville | NY | 07/2020 | 09/2021 |
| Seneca Buffalo Creek Casino | Buffalo | NY | 07/2017 | 07/2020 |
| Connors Llp | Buffalo | NY | 01/2017 | 07/2017 |
| Delta Sonic | Williamsville | NY | 03/2015 | 01/2017 |
| Williamsville East High School | Williamsville | NY | 09/2012 | 09/2016 |
| Blackridge Asset Management, Llc | Jupiter | FL | 09/2021 | Present |
| Peak Brokerage Services | Jupiter | FL | 10/2021 | Present |
1) Name of Business: Send Your Kids to College; Type of Business: Non-profit college planning; Duties of position: Admin Duties/Fafsa; Title: Assistant; Approx. # of hours per month spent on activity: 5; Approx. # of hours spent during trading hours: 5 2) Type of Business: Fixed Insurance: Duties of position: Sell fixed insurance products: Title: Insurance broker: Approx. # of hours per month spent on activity: 5; Approx. # of hours spent during trading hours: 5 3) Blackridge Asset Management, LLC: Investment Advisor; Approx. # of hours per month spent on activity: 75; Approx. # of hours spent during trading hours: 20 4) DBA Peak Financial Planning; Financial Planning; Approx. # of hours per month 160; 0 hours outside normal trading hours; not compensation received.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-01-28 |
| S65 | Uniform Investment Adviser Law Examination | 2021-09-18 |
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