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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-06
VA RA APPROVED 2009-04-23
  • TX RA
    APPROVED_RES
    Since 2022-01-06
  • VA RA
    APPROVED
    Since 2009-04-23

Branch Locations

2965 Colonnade Dr Ste 320, Roanoke, VA 24018-3541 • United States

1 Park West Cir Ste 208, Midlothian, VA 23114 • United States

Monterey, VA • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Midlothian VA 01/2006 03/2020
Ameriprise Financial Services, Llc Midlothian VA 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Multi-Family; 2023 W. Main StreetRichmond, VA 23220, ,; Not Investment-Related; 04/09/2013 / Multi-Family; 3028 Kensington AvenueRichmond, VA 23221, ,; Not Investment-Related; 08/19/2013 / Multi-Family; 2912 Ellwood AveRichmond, VA 23221, ,; Not Investment-Related; 05/21/2015 / Multi-Family; 2233 Monument AvenueRichmond, VA 23220, ,; Not Investment-Related; 08/14/2015 / Multi-Family; 2018 Monument AveRichmond, VA 23220, ,; Not Investment-Related; 09/19/2016 / Multi-Family; 818 W Franklin StreetRichmond, VA 23220, ,; Not Investment-Related; 09/14/2017 / Multi-Family; 914 Hampstead AveRichmond, VA 23226, ,; Not Investment-Related; 12/08/2017 / This is a condo unit within a larger condo complex.; 5900 Patterson Ave, Unit 22, Richmond, VA, 23226; Not Investment-Related; 10/17/2025 / Commercial; 110 N 7th Street, , Richmond, VA, 23219; Not Investment-Related; 08/21/2026 / Multi-Family; 108 N Stafford Ave, , Richmond, VA, 23220; Not Investment-Related; 09/04/2026. Business Ownership; Tower Hill Financial, LLC; ; This is a legal entity established to manage my practice expenses.; 916 Hampstead AvenueRichmond, VA 23226, ,; ; 12/01/2012; 1 to 9 hours per month; / Two Roads Properties; ; This LLC will hold one of my investment properties for legal protection.; 916 Hampstead AveRichmond, VA 23226, ,; Not Investment-Related; 08/28/2017; 0 hours per month; 0 during trading hours / Speculator Properties; ; This LLC will hold one of my investment properties for legal protection.; 916 Hampstead AveRichmond, VA 23226, ,; Not Investment-Related; 08/28/2017; 0 hours per month; 0 during trading hours / Ottaviano Properties; ; This LLC will hold one of my investment properties for legal protection.; 916 Hampstead AveRichmond, VA 23226, ,; Not Investment-Related; 08/28/2017; 0 hours per month; 0 during trading hours / Dripping Rock Properties; ; This LLC will hold one of my investment properties for legal protection.; 916 Hampstead AveRichmond, VA 23226, ,; Not Investment-Related; 08/28/2017; 0 hours per month; 0 during trading hours / Cite Properties; ; This LLC will hold one of my investment properties for legal protection.; 916 Hampstead AveRichmond, VA 23226, ,; Not Investment-Related; 08/28/2017; 0 hours per month; 0 during trading hours / Breton Properties; ; This LLC will hold one of my investment properties for legal protection.; 916 Hampstead AveRichmond, VA 23226, ,; Not Investment-Related; 08/28/2017; 0 hours per month; 0 during trading hours / Red Gator LLC; Co-owner; Manage Ameriprise Business; 1 Park West Circle, Suite 208, MIDLOTHIAN, VA, 23114; Investment-Related; 07/03/2023; 1 to 9 hours per month; 0 during trading hours / Brisbane Properties, LLC; Owner; This LLC will hold one of my investment properties for legal protection.; 916 Hampstead Ave, Richmond, VA, 23226, , Richmond, VA, 23226; Not Investment-Related; 07/31/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-22
S66 Uniform Combined State Law Examination 2005-04-18
  • S65 Uniform Investment Adviser Law Examination
    2009-04-22
  • S66 Uniform Combined State Law Examination
    2005-04-18

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