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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-06 |
| VA | RA | APPROVED | 2009-04-23 |
Branch Locations
2965 Colonnade Dr Ste 320, Roanoke, VA 24018-3541 • United States
1 Park West Cir Ste 208, Midlothian, VA 23114 • United States
Monterey, VA • United States
Richmond, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Midlothian | VA | 01/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Midlothian | VA | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 2023 W. Main StreetRichmond, VA 23220, ,; Not Investment-Related; 04/09/2013 / Multi-Family; 3028 Kensington AvenueRichmond, VA 23221, ,; Not Investment-Related; 08/19/2013 / Multi-Family; 2912 Ellwood AveRichmond, VA 23221, ,; Not Investment-Related; 05/21/2015 / Multi-Family; 2233 Monument AvenueRichmond, VA 23220, ,; Not Investment-Related; 08/14/2015 / Multi-Family; 2018 Monument AveRichmond, VA 23220, ,; Not Investment-Related; 09/19/2016 / Multi-Family; 818 W Franklin StreetRichmond, VA 23220, ,; Not Investment-Related; 09/14/2017 / Multi-Family; 914 Hampstead AveRichmond, VA 23226, ,; Not Investment-Related; 12/08/2017 / This is a condo unit within a larger condo complex.; 5900 Patterson Ave, Unit 22, Richmond, VA, 23226; Not Investment-Related; 10/17/2025 / Commercial; 110 N 7th Street, , Richmond, VA, 23219; Not Investment-Related; 08/21/2026 / Multi-Family; 108 N Stafford Ave, , Richmond, VA, 23220; Not Investment-Related; 09/04/2026. Business Ownership; Tower Hill Financial, LLC; ; This is a legal entity established to manage my practice expenses.; 916 Hampstead AvenueRichmond, VA 23226, ,; ; 12/01/2012; 1 to 9 hours per month; / Two Roads Properties; ; This LLC will hold one of my investment properties for legal protection.; 916 Hampstead AveRichmond, VA 23226, ,; Not Investment-Related; 08/28/2017; 0 hours per month; 0 during trading hours / Speculator Properties; ; This LLC will hold one of my investment properties for legal protection.; 916 Hampstead AveRichmond, VA 23226, ,; Not Investment-Related; 08/28/2017; 0 hours per month; 0 during trading hours / Ottaviano Properties; ; This LLC will hold one of my investment properties for legal protection.; 916 Hampstead AveRichmond, VA 23226, ,; Not Investment-Related; 08/28/2017; 0 hours per month; 0 during trading hours / Dripping Rock Properties; ; This LLC will hold one of my investment properties for legal protection.; 916 Hampstead AveRichmond, VA 23226, ,; Not Investment-Related; 08/28/2017; 0 hours per month; 0 during trading hours / Cite Properties; ; This LLC will hold one of my investment properties for legal protection.; 916 Hampstead AveRichmond, VA 23226, ,; Not Investment-Related; 08/28/2017; 0 hours per month; 0 during trading hours / Breton Properties; ; This LLC will hold one of my investment properties for legal protection.; 916 Hampstead AveRichmond, VA 23226, ,; Not Investment-Related; 08/28/2017; 0 hours per month; 0 during trading hours / Red Gator LLC; Co-owner; Manage Ameriprise Business; 1 Park West Circle, Suite 208, MIDLOTHIAN, VA, 23114; Investment-Related; 07/03/2023; 1 to 9 hours per month; 0 during trading hours / Brisbane Properties, LLC; Owner; This LLC will hold one of my investment properties for legal protection.; 916 Hampstead Ave, Richmond, VA, 23226, , Richmond, VA, 23226; Not Investment-Related; 07/31/2025; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-22 |
| S66 | Uniform Combined State Law Examination | 2005-04-18 |
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