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Current Employers
Insight Securities, Inc.

600 Central Ave. Suite 293, Highland Park, IL 60035 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-09-23
  • IL RA
    APPROVED
    Since 2014-09-23

Branch Locations

600 Central Ave Suite 293, Highland Park, IL 60035 • UNITED STATES

600 Central Ave. Suite 293, Highland Park, IL 60035 • United States

600 Central Ave Suite 293, Highland Park, IL 60035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insight Securities Inc. Highland Park IL 12/2014 09/2019
Insight Securities, Inc. Highland Park IL 09/2019 01/2020
Insight Securities, Inc. Highland Park IL 01/2020 02/2020
Insight Securities, Inc. Highland Park IL 02/2020 04/2020
Precise Insurance Group Highland Park IL 07/2018 Present
Insight Securities, Inc. Highland Park IL 04/2020 Present
Previous Registrations
  • 2007-10-25 → 2014-09-26
    Lombard, IL
    Schaumburg, IL
  • 2005-04-14 → 2006-08-09
    Morgan Stanley Dw Inc.
    Santa Fe, NM
    Santa Fe, NM
Other Businesses

I am VP of Precise Insurance Group from 2/2019 . Insight Insurance group is a sister company of my employer, Insight Securities. I receive no extra compensation from this position. I devote approx. 4 hours per month to this activity during trading hours. This business is located at 600 Central Ave, Highland Park, IL. Precise Insurance deals with non securities related insurance. In my role, I review insurance applications. Precise Investment Management, 600 Central Ave, Suite 293, Highland Park, IL 60035, investment related, is a US registered RIA, working in the back office as administrative staff, starting in November 2023, working 2-3hrs a month. Wisenose, is not investment related, 93 Cambridge Dr., Grayslake, IL 60030, is a company focused on producing children based content on social media, wil be acting as the sole member and manager of the company, starting in February, 2024, working 5 hrs per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-13
  • S66 Uniform Combined State Law Examination
    2005-04-13
Other Names
  • James Maxwell Gaafar

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