Alexander John Gumas

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2022 → 03/2023
  First Republic Securities Company, Llc
  New York, NY
• 02/2022 → 03/2023
  First Republic Investment Management, Inc.
  New York, NY
• 06/2021 → 10/2021
  Calamos Investments
  Naperville, IL
• 05/2019 → 08/2019
  Gumas
  San Francisco, CA
• 11/2021 → 01/2022
  Unemployed
  New York, CA
• 08/2017 → 05/2021
  Student (Chapman University)
  Orange, CA
• 08/2014 → 05/2017
  Student (Burlingame High School)
  Burlingame, CA
• 06/2017 → 07/2017
  Unemployed
  Burlingame, CA
• 03/2023 → Present
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 2022-07-29 → 2023-04-26
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2022-07-28

Other Names

• Alex Gumas