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James Richley West

Ameriprise Financial Services, LLC

Edina, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-11-17
  • MN RA
    APPROVED
    Since 2023-11-17

Branch Locations

3601 W 76Th St Ste 160, Edina, MN 55435-3005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Overland Park KS 10/2022 11/2023
Massmutual Life Insurance Co Overland Park KS 05/2022 11/2023
Doordash Kansas City MO 06/2020 04/2022
Northwestern Mutual Leawood KS 05/2021 08/2021
Dick's Sporting Goods Kansas City MO 05/2019 01/2020
Amc Theatres Kansas City MO 05/2017 08/2017
University Of Missouri Columbia MO 08/2018 05/2022
Park Hill School District Kansas City MO 08/2012 08/2018
Ameriprise Financial Services, Llc Edina MN 11/2023 Present
  • 10/2022 → 11/2023
    Mml Investors Services, Llc
    Overland Park, KS
  • 05/2022 → 11/2023
    Massmutual Life Insurance Co
    Overland Park, KS
  • 06/2020 → 04/2022
    Doordash
    Kansas City, MO
  • 05/2021 → 08/2021
    Northwestern Mutual
    Leawood, KS
  • 05/2019 → 01/2020
    Dick's Sporting Goods
    Kansas City, MO
  • 05/2017 → 08/2017
    Amc Theatres
    Kansas City, MO
  • 08/2018 → 05/2022
    University Of Missouri
    Columbia, MO
  • 08/2012 → 08/2018
    Park Hill School District
    Kansas City, MO
  • 11/2023 → Present
    Ameriprise Financial Services, Llc
    Edina, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-02
  • S66 Uniform Combined State Law Examination
    2023-06-02
Other Names
  • James Richley West
  • Richley West
  • James Richley West

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · EDINA, MN
THOMAS LEO ADVISORY, LLC · MINNEAPOLIS, MN
STAIRWAY PARTNERS, LLC · MINNEAPOLIS, MN
MSM FINANCIAL, LLC · MINNEAPOLIS, MN
STAIRWAY PARTNERS, LLC · MINNEAPOLIS, MN
EDWARD JONES · MINNEAPOLIS, MN
U.S. BANCORP ADVISORS, LLC · Edina, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN

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