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Huy Nguyen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-10
  • TX RA
    APPROVED
    Since 2022-11-10

Branch Locations

17225 El Camino Real, Houston, TX 77058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 09/2020 09/2021
Texas Bay Credit Union Houston TX 05/2021 09/2021
Suite Time Fitness, Llc Houston TX 08/2015 12/2020
Texas Bay Credit Union Houston TX 09/2020 09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 09/2021 Present
Crossfit Zeke Llc Houston TX 01/2016 12/2018
  • 09/2020 → 09/2021
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2021 → 09/2021
    Texas Bay Credit Union
    Houston, TX
  • 08/2015 → 12/2020
    Suite Time Fitness, Llc
    Houston, TX
  • 09/2020 → 09/2021
    Texas Bay Credit Union
    Houston, TX
  • 09/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Houston, TX
  • 01/2016 → 12/2018
    Crossfit Zeke Llc
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-20
S63 Uniform Securities Agent State Law Examination 2021-04-03
  • S65 Uniform Investment Adviser Law Examination
    2021-09-20
  • S63 Uniform Securities Agent State Law Examination
    2021-04-03

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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