Scott Adrian Malone

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-09-13

NY RA
APPROVED

Since 2022-09-13

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	06/2021	Present
Lowenstein Sandler Llp	New York	NY	02/2021	06/2021
Winston & Strawn Llp	New York	NY	09/2008	02/2021

06/2021 → Present

Ubs Financial Services Inc.

New York, NY
02/2021 → 06/2021

Lowenstein Sandler Llp

New York, NY
09/2008 → 02/2021

Winston & Strawn Llp

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-12

S66 Uniform Combined State Law Examination

2022-09-12

View on SEC IAPD

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