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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-25
TX RA APPROVED 2022-03-31
  • NY RA
    APPROVED
    Since 2025-02-25
  • TX RA
    APPROVED
    Since 2022-03-31

Branch Locations

270 Park Avenue 22Nd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goff Capital, Inc. Fort Worth TX 05/2020 07/2020
Slash Creek Oysters Hatteras NC 07/2019 08/2019
Ekuk Fisheries Ekuk/Dillingham AK 06/2018 08/2018
Red Construction Company Sarasota FL 05/2018 06/2018
Ekuk Fisheries Ekuk/Dillingham AK 06/2017 07/2017
Raymond James Financial Services, Inc. Frisco TX 06/2021 09/2021
Southwestern Investment Group Frisco TX 06/2021 02/2022
Southwestern Investment Advisory Services, Inc. Frisco TX 06/2021 02/2022
Nace Wealth Team Frisco TX 06/2021 02/2022
The University Of The South Sewanee TN 08/2016 05/2021
Raymond James Financial Services, Inc. Frisco TX 09/2021 02/2022
J.P. Morgan Securities Llc Plano TX 03/2022 Present
Jpmorgan Chase Bank, N.A. Plano TX 03/2022 Present
Unemployed St Petersburg FL 12/2009 11/2016
Ups Clearwater FL 11/2016 01/2017
Unemployed St Petersburg FL 01/2017 06/2017
  • 05/2020 → 07/2020
    Goff Capital, Inc.
    Fort Worth, TX
  • 07/2019 → 08/2019
    Slash Creek Oysters
    Hatteras, NC
  • 06/2018 → 08/2018
    Ekuk Fisheries
    Ekuk/Dillingham, AK
  • 05/2018 → 06/2018
    Red Construction Company
    Sarasota, FL
  • 06/2017 → 07/2017
    Ekuk Fisheries
    Ekuk/Dillingham, AK
  • 06/2021 → 09/2021
    Raymond James Financial Services, Inc.
    Frisco, TX
  • 06/2021 → 02/2022
    Southwestern Investment Group
    Frisco, TX
  • 06/2021 → 02/2022
    Southwestern Investment Advisory Services, Inc.
    Frisco, TX
  • 06/2021 → 02/2022
    Nace Wealth Team
    Frisco, TX
  • 08/2016 → 05/2021
    The University Of The South
    Sewanee, TN
  • 09/2021 → 02/2022
    Raymond James Financial Services, Inc.
    Frisco, TX
  • 03/2022 → Present
    Plano, TX
  • 03/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 12/2009 → 11/2016
    Unemployed
    St Petersburg, FL
  • 11/2016 → 01/2017
    Ups
    Clearwater, FL
  • 01/2017 → 06/2017
    Unemployed
    St Petersburg, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-26
  • S66 Uniform Combined State Law Examination
    2021-09-26
Other Names
  • Sam Kuster

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