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Cathleen M Cunningham

Fifth Third Securities, Inc.

Grand Haven, MI

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-05-01
  • MI RA
    APPROVED
    Since 2023-05-01

Branch Locations

839 Robbins Road, Grand Haven, MI 49417 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Holland MI 07/2018 Present
Five Below Holland MI 10/2017 07/2018
Old Navy Holland MI 06/2013 10/2017
Fifth Third Securities Holland MI 05/2021 Present
  • 07/2018 → Present
    Fifth Third Bank
    Holland, MI
  • 10/2017 → 07/2018
    Five Below
    Holland, MI
  • 06/2013 → 10/2017
    Old Navy
    Holland, MI
  • 05/2021 → Present
    Fifth Third Securities
    Holland, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-01
S63 Uniform Securities Agent State Law Examination 2021-11-08
  • S65 Uniform Investment Adviser Law Examination
    2023-05-01
  • S63 Uniform Securities Agent State Law Examination
    2021-11-08
Other Names
  • Cathy Pietrzak
  • Cathy Johnson
  • Cathy Harris

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EDWARD JONES
ON INVESTMENT MANAGEMENT CO
DB & C ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC

Other Investors

JAMES PRESTON MANION
ANDREW JOHN BROWN
Zachary Manion
DARRYL JAMES JARMOSCO
JENNIFER ELIZABETH CROUSE
JOSEPH ROBERT GREEN
CHERYL LYNN WILCZAK
KIMBERLY KAY SAVOIE

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Grand Haven, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Grand Haven, MI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · GRAND HAVEN, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Grand Haven, MI
EDWARD JONES · GRAND HAVEN, MI
ON INVESTMENT MANAGEMENT CO · Grand Haven, MI
ON INVESTMENT MANAGEMENT CO · Grand Haven , MI
DB & C ADVISORS, LLC · GRAND HAVEN, MI

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