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Ku'oKo'a Braxton Glory

Charles Schwab & Co., Inc.

Pasadena, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-23
  • CA RA
    APPROVED
    Since 2025-12-23

Branch Locations

251 S. Lake Ave. Suite 150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Hawaiian Advisors Honolulu HI 02/2023 11/2025
Unemployed Honolulu HI 12/2022 02/2023
University Of Hawaii At Manoa Honolulu HI 01/2021 12/2022
Hawaii Partners 3D Wealth Advisors Honolulu HI 08/2022 12/2022
Wells Fargo Advisors Honolulu HI 03/2022 05/2022
Bank Of Hawaii Honolulu HI 03/2021 05/2021
Hawaii Community College Hilo HI 08/2018 12/2020
Edwin Mookini Library Hilo HI 04/2019 05/2020
Goodwill Industries Of Hawaii, Inc. Hilo HI 02/2019 04/2019
Waiakea High School Hilo HI 08/2014 08/2018
Clark Realty Corporation Hilo HI 09/2017 05/2018
First Hawaiian Bank Honolulu HI 02/2023 11/2025
Raymond James Financial Services, Inc. Honolulu HI 02/2023 11/2025
Raymond James Financial Services Advisors, Inc Honolulu HI 12/2024 11/2025
Charles Schwab & Co., Inc. Pasadena CA 12/2025 Present
Charles Schwab Bank Pasadena CA 12/2025 Present
  • 02/2023 → 11/2025
    First Hawaiian Advisors
    Honolulu, HI
  • 12/2022 → 02/2023
    Unemployed
    Honolulu, HI
  • 01/2021 → 12/2022
    University Of Hawaii At Manoa
    Honolulu, HI
  • 08/2022 → 12/2022
    Hawaii Partners 3D Wealth Advisors
    Honolulu, HI
  • 03/2022 → 05/2022
    Wells Fargo Advisors
    Honolulu, HI
  • 03/2021 → 05/2021
    Bank Of Hawaii
    Honolulu, HI
  • 08/2018 → 12/2020
    Hawaii Community College
    Hilo, HI
  • 04/2019 → 05/2020
    Edwin Mookini Library
    Hilo, HI
  • 02/2019 → 04/2019
    Goodwill Industries Of Hawaii, Inc.
    Hilo, HI
  • 08/2014 → 08/2018
    Waiakea High School
    Hilo, HI
  • 09/2017 → 05/2018
    Clark Realty Corporation
    Hilo, HI
  • 02/2023 → 11/2025
    First Hawaiian Bank
    Honolulu, HI
  • 02/2023 → 11/2025
    Raymond James Financial Services, Inc.
    Honolulu, HI
  • 12/2024 → 11/2025
    Raymond James Financial Services Advisors, Inc
    Honolulu, HI
  • 12/2025 → Present
    Charles Schwab & Co., Inc.
    Pasadena, CA
  • 12/2025 → Present
    Charles Schwab Bank
    Pasadena, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-25
  • S66 Uniform Combined State Law Examination
    2024-11-25
Other Names
  • Kuokoa Braxton Glory

View on SEC IAPD

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