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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-06 |
Branch Locations
251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States
Arcadia, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Pasadena | CA | 06/2021 | Present |
| American First National Bank | Alhambra | CA | 11/2018 | 05/2021 |
| Dbo Properties Llc | Arcadia | CA | 05/2013 | 10/2018 |
DBO Properties LLC, which involves in residential real estate investment, located at 1150 Arcadia Ave, Arcadia, CA 91007. The nature of the business is lessor of a residential 6-unit apartment building. My husband and I own the company with 50/50 ownership. The property was acquired in October 2010. I devote one hour a month to the business to do bookkeeping. I don't need to devote any hours to the business during securities trading hours. I am mainly responsible for bookkeeping of the rental income and expenses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-06 |
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