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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-21 |
Branch Locations
434 Fayetteville Street Mall, Raleigh, NC 27601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 06/2022 | 11/2024 |
| Kiski Area High School | Vandergrift | PA | 08/2013 | 06/2017 |
| Equitable Advisors | Canonsburg | PA | 06/2021 | 08/2021 |
| St. Bonaventure University | St. Bonaventure | NY | 08/2017 | 05/2021 |
| St. Bonaventure University | St. Bonaventure | NY | 08/2021 | 06/2022 |
| Truist Advisory Services, Inc | Raleigh | NC | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-31 |
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