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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-01-17
  • KY RA
    APPROVED
    Since 2023-01-17

Branch Locations

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

4600 Houston Rd - 01, Florence, KY 41042 • United States

Hebron, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Florence KY 05/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-12
S63 Uniform Securities Agent State Law Examination 2007-02-02
  • S66 Uniform Combined State Law Examination
    2023-01-12
  • S63 Uniform Securities Agent State Law Examination
    2007-02-02
Other Names
  • Ginny Elizabeth Schroder

View on SEC IAPD

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