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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-22 |
| VT | RA | APPROVED | 2026-01-21 |
| NY | RA | APPROVED | 2023-07-24 |
Branch Locations
730 Third Avenue Nyc Regional, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | New York | NY | 06/2021 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 06/2021 | Present |
| Kingswood Oxford | West Hartford | CT | 09/2010 | 05/2017 |
| Baronet Coffee Inc. | Windsor | CT | 05/2018 | 08/2019 |
| University Of Miami | Coral Gables | FL | 08/2018 | 05/2019 |
| Unemployed | West Hartford | CT | 05/2017 | 08/2017 |
| University Of Miami | Coral Gables | FL | 08/2017 | 05/2018 |
| University Tees Inc. | Coral Gables | FL | 01/2019 | 05/2021 |
| Shoptech Industrial Software Corp. | Glastonbury | CT | 05/2019 | 08/2019 |
| University Of Miami | Coral Gables | FL | 08/2019 | 05/2020 |
| Tiaa | West Hartford | CT | 06/2020 | 08/2020 |
| University Of Miami | Coral Gables | FL | 08/2020 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-27 |
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