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Quang Phuoc That Ton

Frost Investment Services

Houston, TX

San Antonio, TX

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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-21
  • TX RA
    APPROVED
    Since 2025-11-21

Branch Locations

1700 Post Oak Blvd Suite 120, Houston, TX 77056 • United States

111 West Houston Street, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 04/2021 09/2022
J.P. Morgan Chase Bank Bedford TX 07/2019 04/2021
Thanh Thanh Vietnamese Restaurant Arlington TX 07/2016 05/2020
Subway Hurst TX 07/2013 06/2019
Grand Hall North Richland Hills TX 06/2016 11/2016
University Of Texas At Arlington Arlington TX 08/2016 05/2020
Unemployed Hurst TX 09/2022 05/2023
Charles Schwab & Co., Inc. Westlake TX 05/2023 03/2025
Frost Brokerage Services Houston TX 03/2025 Present
  • 04/2021 → 09/2022
    Fidelity Investments
    Westlake, TX
  • 07/2019 → 04/2021
    J.P. Morgan Chase Bank
    Bedford, TX
  • 07/2016 → 05/2020
    Thanh Thanh Vietnamese Restaurant
    Arlington, TX
  • 07/2013 → 06/2019
    Subway
    Hurst, TX
  • 06/2016 → 11/2016
    Grand Hall
    North Richland Hills, TX
  • 08/2016 → 05/2020
    University Of Texas At Arlington
    Arlington, TX
  • 09/2022 → 05/2023
    Unemployed
    Hurst, TX
  • 05/2023 → 03/2025
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 03/2025 → Present
    Frost Brokerage Services
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-20
S63 Uniform Securities Agent State Law Examination 2021-11-18
  • S65 Uniform Investment Adviser Law Examination
    2025-11-20
  • S63 Uniform Securities Agent State Law Examination
    2021-11-18
Other Names
  • Quang Phuoc That Ton
  • Quang Ton
  • Quang P Ton

View on SEC IAPD

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GREGORY JAMES KALLUS
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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

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