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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Iowa Recreational Services | Iowa City | IA | 08/2018 | 02/2021 |
| Sunnyside Golf And Country Club | Waterloo | IA | 05/2018 | 09/2018 |
| University Of Iowa Housing And Dining | Iowa City | IA | 09/2017 | 05/2018 |
| Lost Island Waterpark | Waterloo | IA | 05/2017 | 08/2017 |
| University Of Iowa | Iowa City | IA | 08/2016 | 12/2020 |
| Fidelity Investments | Westlake | TX | 04/2021 | 11/2021 |
| The Vanguard Group, Inc. | Malvern | PA | 12/2021 | 05/2022 |
| The Vanguard Group, Inc. | Plano | TX | 05/2022 | Present |
| Vanguard Marketing Corporation | Plano | TX | 05/2022 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-17 |
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