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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-17
MN RA APPROVED 2023-09-15
  • TX RA
    APPROVED
    Since 2025-01-17
  • MN RA
    APPROVED
    Since 2023-09-15

Branch Locations

202 West Superior St Ste 810, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ridgeview Country Club Duluth MN 05/2022 Present
Sellwood Partners Duluth MN 03/2021 Present
Duluth East High School Duluth MN 09/2015 06/2019
University Of Minnesota Minneapolis MN 08/2019 05/2022
Cetera Advisor Networks El Segundo CA 04/2021 05/2023
Cetera Wealth Services, Llc El Segundo CA 05/2023 Present
Advisornet Financial Duluth MN 01/2021 05/2026
Cetera Investment Advisers Llc Schaumburg IL 09/2023 Present
  • 05/2022 → Present
    Ridgeview Country Club
    Duluth, MN
  • 03/2021 → Present
    Sellwood Partners
    Duluth, MN
  • 09/2015 → 06/2019
    Duluth East High School
    Duluth, MN
  • 08/2019 → 05/2022
    University Of Minnesota
    Minneapolis, MN
  • 04/2021 → 05/2023
    Cetera Advisor Networks
    El Segundo, CA
  • 05/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2021 → 05/2026
    Advisornet Financial
    Duluth, MN
  • 09/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2023 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: SELLWOOD PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 3/2021 POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE ASSOCIATE APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: HELP ASSIST ADVISORS WITH THEIR DAY TO DAY NEEDS; 3. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 8/2024; POSITION/TITLE/RELATIONSHIP: PROPERTY MANAGER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COLLECT RENT & MANGE PROPERTY; 4. NAME OF OTHER BUSINESS: NORTHVIEW FINANCIAL PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-13
  • S66 Uniform Combined State Law Examination
    2023-09-13

View on SEC IAPD

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