Heather Jeanette Stephens

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2021 → Present
  Ubs Financial Services, Inc.
  Memphis, TN
• 07/2014 → 05/2021
  Shelby County Schools
  Memphis, TN

Other Businesses

1. Innovation Church presents, "Her Needs His Needs" Stage Play Soundtrack,I wrote one of the songs on the soundtrack and I will receive 25% of the proceeds of the soundtrack downloads, start date-8/1/2022, Memphis Tennessee United States-38127. 2. Door Dash, Delivery of food from various restaurants, Delivery of food to customers' homes from various restaurants, start date-12/27/2023, San Francisco CAUnited States-94103. 3. Book entitled, "Mama Didn't Half-Step", A Mother's Role in Restoring the FamilyI wrote and self-published a book with the subject of motherhood/parenting. The book is entitled "Mama Didn't Half-Step" and it is still available on Amazon. Sales are very low and I rarely receive a royalty check, start date-4/12/2013, Memphis TennesseeUnited States-38128.

Exams

• S66 Uniform Combined State Law Examination
  2023-09-27