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Stephen Moffitt

Strategic Advisers LLC

Salt Lake City, UT

Mapleton, UT

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
UT RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31
  • UT RA
    APPROVED
    Since 2025-03-31

Branch Locations

49 North 400 West, Salt Lake City, UT 84101-1368 • United States

Mapleton, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments American Fork UT 04/2021 Present
Unemployed Vienna VA 10/2020 04/2021
Office Of Congressman Greg Murphy Washington DC 09/2019 10/2020
Unemployed Vienna VA 08/2019 09/2019
Office Of Congresswoman Kay Granger Washington DC 06/2019 08/2019
Us Department Of Labor Washington DC 01/2019 06/2019
Office Of Congressman Steve Russell Washington DC 01/2016 01/2019
Fidelity Investments Boston MA 03/2025 Present
  • 04/2021 → Present
    Fidelity Investments
    American Fork, UT
  • 10/2020 → 04/2021
    Unemployed
    Vienna, VA
  • 09/2019 → 10/2020
    Office Of Congressman Greg Murphy
    Washington, DC
  • 08/2019 → 09/2019
    Unemployed
    Vienna, VA
  • 06/2019 → 08/2019
    Office Of Congresswoman Kay Granger
    Washington, DC
  • 01/2019 → 06/2019
    Us Department Of Labor
    Washington, DC
  • 01/2016 → 01/2019
    Office Of Congressman Steve Russell
    Washington, DC
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-12-09 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-18
S63 Uniform Securities Agent State Law Examination 2021-09-17
  • S66 Uniform Combined State Law Examination
    2023-11-18
  • S63 Uniform Securities Agent State Law Examination
    2021-09-17
Other Names
  • Stephen Richards Moffitt
  • Stephen Moffitt

View on SEC IAPD

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Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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