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Peter J Serino

Ameriprise Financial Services, LLC

Warren, RI

Warren, RI

Fall River, MA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-05-07
  • RI RA
    APPROVED
    Since 2024-05-07

Branch Locations

Warren, RI • United States

Warren, RI • United States

275 Martine St Ste 300, Fall River, MA 02723 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Providence RI 07/2013 05/2021
Ameriprise Financial Services, Llc. Fall River MA 05/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-24
  • S66 Uniform Combined State Law Examination
    2023-02-24

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · FALL RIVER, MA
CETERA INVESTMENT ADVISERS LLC · FALL RIVER, MA
OSAIC INSTITUTIONS, INC. · Fall River, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FALL RIVER, MA
SUCCESSFUL MONEY STRATEGIES INC · FALL RIVER, MA
EDWARD JONES · FALL RIVER, MA
NORTHEAST CAPITAL MANAGEMENT, INC. · FALL RIVER, MA
OSAIC INSTITUTIONS, INC. · FALL RIVER, MA

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