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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-01-08
  • MN RA
    APPROVED
    Since 2018-01-08

Branch Locations

275 Martine St Ste 302, Fall River, MA 02723 • United States

Taunton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sagamore Beach MA 02/2014 03/2020
Ameriprise Financial Services, Llc Fall River MA 03/2020 Present
Other Businesses

Business Ownership; Avspresso Roasters; E-mail monitoring, back-end maintenance (product maintenance). Label design.; Online coffee sales/dropship.; 162 Run Brook Cir, , Taunton, MA, 2780; Not Investment-Related; 03/12/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-22
  • S66 Uniform Combined State Law Examination
    2016-06-22

View on SEC IAPD

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