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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2006-12-08
  • RI RA
    APPROVED
    Since 2006-12-08

Branch Locations

275 Martine St Ste 300, Fall River, MA 02723 • United States

Seekonk, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fall River MA 09/2005 03/2020
Ameriprise Financial Services, Llc Fall River MA 03/2020 Present
Other Businesses

Board of Directors; Seekonk Girls Softball, Inc.; President; 8 Wagonwheel Road, , Seekonk, MA, 02771; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-07
S66 Uniform Combined State Law Examination 2002-09-19
  • S65 Uniform Investment Adviser Law Examination
    2006-12-07
  • S66 Uniform Combined State Law Examination
    2002-09-19
Other Names
  • Tom Pavlovich

View on SEC IAPD

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