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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-26
  • TX RA
    APPROVED_RES
    Since 2016-01-26

Branch Locations

275 Martine St Ste 302, Fall River, MA 02723 • United States

N Dartmouth, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Wellesley MA 12/2011 03/2020
Ameriprise Financial Services, Llc Fall River MA 03/2020 Present
Other Businesses

Business Ownership; Hair Affair, Inc.; Sales strategy & business growthMarketing ideasFinancial analysis of cash flow & profits; Retail, Hair Salon; GAR Highway, , Somerset, MA, 2726; Not Investment-Related; 05/01/2020; 10 to 19 hours per month; 1 to 9 during trading hours. Other Business Activities; E-for-All; Mentor to entrepreneurs looking to start a business; 1213 Purchase St, , New Bedford, MA, 2740; Not Investment-Related; 12/03/2019; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-21
  • S66 Uniform Combined State Law Examination
    2012-12-21

View on SEC IAPD

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