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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
LA RA APPROVED 2010-10-15
  • NY RA
    APPROVED
    Since 2021-04-16
  • LA RA
    APPROVED
    Since 2010-10-15

Branch Locations

535 Fifth Avenue 13Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America New York NY 02/2006 Present
Park Avenue Securities Llc New York NY 02/2006 Present
  • 02/2006 → Present
    Guardian Life Insurance Co Of America
    New York, NY
  • 02/2006 → Present
    New York, NY
Other Businesses

1) Selling Insurance Products outside of Guardian, Start date: 09/01/2025, Address: 535 Fifth Avenue FL 13 New York, NY 10017, 4 total hours per month; 4 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-03-14
  • S63 Uniform Securities Agent State Law Examination
    2005-03-14

View on SEC IAPD

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