Daniel Arthur Carroll

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → Present
  Wells Fargo Clearing Services, Llc
  Westminster, CO
• 03/2016 → Present
  Wells Fargo Bank, Na
  Westminster, CO

Other Businesses

CANDOM INC, NOT INVT RELATED, LONGMONT, CO, 100% OWNERSHIP, START DATE 5/27/2021, 5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF BUSINESS TO DEVELOP PRODUCT TO SANITIZE CANS.

Exams

• S66 Uniform Combined State Law Examination
  2021-08-23