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Dylan Dertouzos

Ubs Financial Services Inc.

New York, NY

CRD 7370332

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-11
NY RA APPROVED 2024-07-15
  • NJ RA
    APPROVED
    Since 2024-09-11
  • NY RA
    APPROVED
    Since 2024-07-15

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 06/2023 Present
Providence College Providence RI 08/2019 05/2023
Ubs Financial Services Boston MA 06/2022 08/2022
Morgan Stanley New York NY 06/2021 08/2021
Morristown Beard School Morristown NJ 08/2015 06/2019
  • 06/2023 → Present
    Ubs Financial Services
    New York, NY
  • 08/2019 → 05/2023
    Providence College
    Providence, RI
  • 06/2022 → 08/2022
    Ubs Financial Services
    Boston, MA
  • 06/2021 → 08/2021
    Morgan Stanley
    New York, NY
  • 08/2015 → 06/2019
    Morristown Beard School
    Morristown, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-15
  • S66 Uniform Combined State Law Examination
    2024-07-15
Other Names
  • Dylan M Dertouzos
  • Dylan Michael Dertouzos

View on SEC IAPD

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