Lucas Krier

Mml Investors Services, LLC

Claim This Profile

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-02-17

NC RA
APPROVED

Since 2022-02-17

Branch Locations

4000 Westchase Blvd Suite 210, Raleigh, NC 27607 • United States

201 N. Spence Avenue Suite 403, Goldsboro, NC 27534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co.	Raleigh	NC	03/2021	Present
Mml Investors Services Llc	Raleigh	NC	05/2021	Present
Duke University Football	Durham	NC	06/2018	03/2021
North Carolina State University	Raleigh	NC	08/2014	04/2018

03/2021 → Present

Massmutual Life Insurance Co.

Raleigh, NC
05/2021 → Present

Mml Investors Services Llc

Raleigh, NC
06/2018 → 03/2021

Duke University Football

Durham, NC
08/2014 → 04/2018

North Carolina State University

Raleigh, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-29

S66 Uniform Combined State Law Examination

2021-10-29

View on SEC IAPD

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DAVID JEFFREY HERMAN

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC

FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC

OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC

ADVISORY SERVICES NETWORK · RALEIGH, NC

FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC

WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC

EDWARD JONES · RALEIGH, NC

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