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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shipt | Birmingham | AL | 12/2019 | 06/2021 |
| Sinclairs Bar And Grill | Montgomery | AL | 04/2012 | 11/2019 |
| University Of The West Of England | Bristol Uk | 08/2016 | 11/2017 | |
| Tracy Village Jets | Darwin | 03/2018 | 09/2019 | |
| New York Life Insurance | New York | NY | 02/2021 | 02/2021 |
| Aegis Capital Corp | Melville | NY | 04/2021 | 06/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2021 | Present |
| Northwestern Mutual Investment Services Llc | New York | NY | 06/2021 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2021 | Present |
1. 100% OWNER, HILL ENTERPRISES UNLIMITED LLC, 212 W TROY STREET, DOTHAN, , ALABAMA, 36303, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 07/13/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGE REAL ESTATE/AIRBNB 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 3. 34% OWNER, PHD GLOBAL LLC, 1913 PARKVIEW DRIVE S, MONTGOMERY, , ALABAMA, 36117, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 06/28/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MOVING COMPANY, NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-02 |
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