Best Investors Account Sign in
Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-03-08
IA RA APPROVED 2014-09-29
TX RA APPROVED_RES 2014-09-23
  • FL RA
    APPROVED
    Since 2018-03-08
  • IA RA
    APPROVED
    Since 2014-09-29
  • TX RA
    APPROVED_RES
    Since 2014-09-23

Branch Locations

160 S 68Th Street Suite 1204, West Des Moines, IA 50266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Arete Wealth Management Llc Chicago IL 09/2014 Present
Arete Wealth Advisors Llc Chicago IL 09/2014 Present
Previous Registrations
  • 2005-05-26 → 2014-10-01
    Dewaay Capital Management
    West Des Moines, IA
    West Des Moines, IA
Other Businesses

SILVERCAP WEALTH MANAGEMENT: DBA; INDEPENDENT ADVISOR. COLLINS CAPITAL MANAGEMENT, INC: USED FOR ACCOUNTING PURPOSES ONLY; PRESIDENT/OWNNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-08
  • S66 Uniform Combined State Law Examination
    2005-04-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in West Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor