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2800 Post Oak Blvd Suite 6300, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-04 |
Branch Locations
2800 Post Oak Blvd Suite 6300, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Actinver | Mexico City | 05/2005 | Present |
1. Referrals to Banco Actinver and Actinver Casa de Bolsa in Mexico; referrals for non-US related wealth management services; Does not provide any investment related advice in this capacity; began December 2021; referral compensation received is not based on any investment related transactions or commissions; no title or official position. 2. Receive compensation from former business when employed by Actinver in Mexico; Montes Urales 620 piso 1, Colonia Lomas de Chapultepec IV sección, Miguel Hidalgo, CP 11000, México, Ciudad de México; this is not transaction or commission related compensation; no title or official position.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-01 |
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