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Stacey Kiyomi Snow

Prism Advisors, Inc.

Studio City, CA

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Current Employers
Prism Advisors, Inc.

4361 Tujunga Avenue Suite A, Studio City, CA 91604 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-31
  • CA RA
    APPROVED
    Since 2017-03-31

Branch Locations

4361 Tujunga Avenue Suite A, Studio City, CA 91604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Universal City CA 06/2006 04/2017
Personal Resources Investment & Strategic Management, Inc. Studio City CA 04/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-01
S66 Uniform Combined State Law Examination 2005-04-08
  • S65 Uniform Investment Adviser Law Examination
    2019-05-01
  • S66 Uniform Combined State Law Examination
    2005-04-08
Designations
Other Names
  • Stacey Kiyomi Snow
  • Stacey Kiyomi Snow

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · Studio City, CA
U.S. BANCORP ADVISORS, LLC · Studio City, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · STUDIO CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · STUDIO CITY, CA
XLIV CAPITAL · STUDIO CITY, CA
J.P. MORGAN SECURITIES LLC · STUDIO CITY, CA
ACAP ASSET MANAGEMENT, INC. · STUDIO CITY, CA
EDWARD JONES · STUDIO CITY, CA

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