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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-30
CA RA APPROVED 2025-07-29
CT RA APPROVED 2025-07-29
NJ RA APPROVED 2025-07-29
RI RA APPROVED 2025-07-29
NY RA APPROVED 2025-03-06
  • FL RA
    APPROVED
    Since 2025-07-30
  • CA RA
    APPROVED
    Since 2025-07-29
  • CT RA
    APPROVED
    Since 2025-07-29
  • NJ RA
    APPROVED
    Since 2025-07-29
  • RI RA
    APPROVED
    Since 2025-07-29
  • NY RA
    APPROVED
    Since 2025-03-06

Branch Locations

520 White Plains Rd 3Rd Floor, Tarrytown, NY 10591 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-21
  • NY RA
    APPROVED
    Since 2021-04-21

Branch Locations

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Private Wealth Tarrytown NY 08/1999 Present
Citizens Securities, Inc. Tarrytown NY 03/2025 Present
Citizens Bank Tarrytown NY 03/2025 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-05-24
  • S63 Uniform Securities Agent State Law Examination
    2025-05-24
Designations

View on SEC IAPD

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