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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-04-26
  • SC RA
    APPROVED
    Since 2021-04-26

Branch Locations

3210 Millwood Ave, Columbia, SC 29205 • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barron Insurance Services / Barron Financial Group Columbia SC 01/2015 Present
Regal Investment Advisors Llc Kentwood MI 09/2021 Present
Regulus Financial Group, Llc Kentwood MI 05/2024 Present
  • 01/2015 → Present
    Barron Insurance Services / Barron Financial Group
    Columbia, SC
  • 09/2021 → Present
    Kentwood, MI
  • 05/2024 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
Other Businesses

Business Name: Barron Insurance Services - Investment Related: Yes - Address: 3210 Millwood Avenue, Columbia, SC 29205 - Nature of Business: Insurance - Title or Relationship: Insurance Agent - Start Date: 1/01/2015 - Hours per month: 5 - Hours per month during trading hours: 0 - Duties: Insurance sales Business Name: Barron Financial Group - Investment Related: Yes - Address: 3210 Millwood Ave, Columbia, SC 29205 - Nature of Business: Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Registered Representative Activities through Regulus Financial Group, LLC using a DBA name - Title or Relationship: Investment Advisor Representative/Registered Representative - Start Date: 9/01/2021 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial services. Resale of collectibles; 815 Queen Street, Columbia, SC 29205; Not investment related; 5 hours/month, 1 during trading hours; Start 8/2021; Commission; Buy and sell in-demand items from retailers and sell back to other businesses or on Ebay. Business Name: 815 Queen St - Investment Related: Yes - Address: 815 Queen Street, Columbia, SC 29205 - Nature of Business: Rental property - Title or Relationship: Owner - Start Date: 5/5/2025 - Hours per month: 1 - Hours per month during trading hours: 1 - Duties: Collect rent and maintain property. Business Name: 4105 Beecliff Dr - Investment Related: Yes - Address: 4105 Beecliff Dr, Columbia, SC 29205 - Nature of Business: Rental property - Title or Relationship: Owner - Start Date: 5/19/2026 - Hours per month: 2 - Hours per month during trading hours: 1 - Duties: Collect rent and maintain property.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-02-28
S65 Uniform Investment Adviser Law Examination 2021-04-23
  • S63 Uniform Securities Agent State Law Examination
    2025-02-28
  • S65 Uniform Investment Adviser Law Examination
    2021-04-23
Designations

View on SEC IAPD

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