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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-04-26 |
Branch Locations
3210 Millwood Ave, Columbia, SC 29205 • United States
2687 44Th Street Se, Kentwood, MI 49512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barron Insurance Services / Barron Financial Group | Columbia | SC | 01/2015 | Present |
| Regal Investment Advisors Llc | Kentwood | MI | 09/2021 | Present |
| Regulus Financial Group, Llc | Kentwood | MI | 05/2024 | Present |
Business Name: Barron Insurance Services - Investment Related: Yes - Address: 3210 Millwood Avenue, Columbia, SC 29205 - Nature of Business: Insurance - Title or Relationship: Insurance Agent - Start Date: 1/01/2015 - Hours per month: 5 - Hours per month during trading hours: 0 - Duties: Insurance sales Business Name: Barron Financial Group - Investment Related: Yes - Address: 3210 Millwood Ave, Columbia, SC 29205 - Nature of Business: Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Registered Representative Activities through Regulus Financial Group, LLC using a DBA name - Title or Relationship: Investment Advisor Representative/Registered Representative - Start Date: 9/01/2021 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial services. Resale of collectibles; 815 Queen Street, Columbia, SC 29205; Not investment related; 5 hours/month, 1 during trading hours; Start 8/2021; Commission; Buy and sell in-demand items from retailers and sell back to other businesses or on Ebay. Business Name: 815 Queen St - Investment Related: Yes - Address: 815 Queen Street, Columbia, SC 29205 - Nature of Business: Rental property - Title or Relationship: Owner - Start Date: 5/5/2025 - Hours per month: 1 - Hours per month during trading hours: 1 - Duties: Collect rent and maintain property. Business Name: 4105 Beecliff Dr - Investment Related: Yes - Address: 4105 Beecliff Dr, Columbia, SC 29205 - Nature of Business: Rental property - Title or Relationship: Owner - Start Date: 5/19/2026 - Hours per month: 2 - Hours per month during trading hours: 1 - Duties: Collect rent and maintain property.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-02-28 |
| S65 | Uniform Investment Adviser Law Examination | 2021-04-23 |
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