Seth Paul Newby

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2021 → 04/2023
  Argi Investment Services
  Louisville, KY
• 08/2020 → 01/2021
  Western Kentucky University (Wku)
  Bowling Green, KY
• 05/2020 → 08/2020
  Vanguard
  Charlotte, NC
• 08/2019 → 05/2020
  Wku
  Bowling Green, KY
• 05/2019 → 08/2019
  Fdic
  Elizabethtown, KY
• 08/2018 → 05/2019
  Wku
  Bowling Green, KY
• 05/2018 → 08/2018
  Magnolia Bank
  Magnolia, KY
• 08/2017 → 05/2018
  Wku
  Bowling Green, KY
• 08/2013 → 08/2017
  Larue County High School
  Hodgenville, KY
• 04/2023 → Present
  Cerity Partners
  Louisville, KY

Previous Registrations

• 2021-06-17 → 2023-04-21
  Cerity Partners Ocio Llc
  New York, NY
  Elizabethtown, KY

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-06-17

Designations

• Certified Financial Planner