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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-26 |
| TN | RA | APPROVED | 2024-05-01 |
Branch Locations
1901 Charlotte Avenue, Nashville, TN 37203 • United States
300 Pleasant Grove Road, Mt. Juliet, TN 37122 • United States
2600 Elm Hill Pike, Nashville, TN 37214 • United States
7033 Hwy 70 S, Nashville, TN 37221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Brentwood | TN | 04/2021 | 07/2022 |
| Mml Investors Services, Llc | Brentwood | TN | 04/2021 | 07/2022 |
| Muse Modern Marketing | Clarksville | TN | 06/2020 | 05/2021 |
| Self Employed | Clarksville | TN | 01/2020 | 11/2021 |
| Ihs Markit | Nashville | TN | 03/2018 | 12/2019 |
| Informa | Nashville | TN | 03/2017 | 08/2017 |
| Onsite Workshops | Cumberland Furnace | TN | 02/2016 | 03/2017 |
| Unemployed | Clarksville | TN | 08/2017 | 03/2018 |
| Ubs Financial Services Inc. | Nashville | TN | 01/2023 | 06/2023 |
| Unemployed | Clarksville | TN | 08/2022 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville | TN | 06/2023 | 04/2024 |
| Capital Financial Group | Brentwood | TN | 11/2021 | 07/2022 |
| Bank Of America N.A. | Nashville | TN | 08/2023 | 04/2024 |
| Lpl Financial Llc | Nashville | TN | 05/2024 | Present |
| Ascend Federal Cu | Nashville | TN | 05/2024 | Present |
1. 04/02/2024- Ascend Retirement & Investment Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-18 |
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