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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-26
TN RA APPROVED 2024-05-01
  • TX RA
    APPROVED
    Since 2024-09-26
  • TN RA
    APPROVED
    Since 2024-05-01

Branch Locations

1901 Charlotte Avenue, Nashville, TN 37203 • United States

300 Pleasant Grove Road, Mt. Juliet, TN 37122 • United States

2600 Elm Hill Pike, Nashville, TN 37214 • United States

7033 Hwy 70 S, Nashville, TN 37221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Brentwood TN 04/2021 07/2022
Mml Investors Services, Llc Brentwood TN 04/2021 07/2022
Muse Modern Marketing Clarksville TN 06/2020 05/2021
Self Employed Clarksville TN 01/2020 11/2021
Ihs Markit Nashville TN 03/2018 12/2019
Informa Nashville TN 03/2017 08/2017
Onsite Workshops Cumberland Furnace TN 02/2016 03/2017
Unemployed Clarksville TN 08/2017 03/2018
Ubs Financial Services Inc. Nashville TN 01/2023 06/2023
Unemployed Clarksville TN 08/2022 12/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 06/2023 04/2024
Capital Financial Group Brentwood TN 11/2021 07/2022
Bank Of America N.A. Nashville TN 08/2023 04/2024
Lpl Financial Llc Nashville TN 05/2024 Present
Ascend Federal Cu Nashville TN 05/2024 Present
  • 04/2021 → 07/2022
    Massmutual Life Insurance Company
    Brentwood, TN
  • 04/2021 → 07/2022
    Brentwood, TN
  • 06/2020 → 05/2021
    Muse Modern Marketing
    Clarksville, TN
  • 01/2020 → 11/2021
    Self Employed
    Clarksville, TN
  • 03/2018 → 12/2019
    Ihs Markit
    Nashville, TN
  • 03/2017 → 08/2017
    Informa
    Nashville, TN
  • 02/2016 → 03/2017
    Onsite Workshops
    Cumberland Furnace, TN
  • 08/2017 → 03/2018
    Unemployed
    Clarksville, TN
  • 01/2023 → 06/2023
    Nashville, TN
  • 08/2022 → 12/2022
    Unemployed
    Clarksville, TN
  • 06/2023 → 04/2024
    Nashville, TN
  • 11/2021 → 07/2022
    Capital Financial Group
    Brentwood, TN
  • 08/2023 → 04/2024
    Bank Of America N.A.
    Nashville, TN
  • 05/2024 → Present
    Nashville, TN
  • 05/2024 → Present
    Ascend Federal Cu
    Nashville, TN
Previous Registrations
Other Businesses

1. 04/02/2024- Ascend Retirement & Investment Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-18
  • S66 Uniform Combined State Law Examination
    2021-10-18

View on SEC IAPD

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