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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-26
  • TX RA
    APPROVED
    Since 2019-04-26

Branch Locations

2912 Legacy Dr, Plano, TX 75023 • United States

131 N Denton Tap Rd, Coppell, TX 75019 • United States

4000 Legacy Dr, Plano, TX 75024 • United States

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Ventura CA 04/2013 04/2019
Wells Fargo Clearing Services, Llc Dallas TX 04/2019 Present
Previous Registrations
  • 2013-04-30 → 2019-05-08
    Ventura, CA
    Ventura, CA
    Ventura, CA
    Oxnard, CA
    Montecito, CA
    Oxnard, CA
    Santa Paula, CA
    Port Hueneme, CA
    Ventura, CA
    Port Hueneme, CA
    Oxnard, CA
    Oxnard, CA
    Oxnard, CA
  • 2011-01-03 → 2013-05-02
    Ventura, CA
    Santa Paula, CA
    Ventura, CA
    San Luis Obispo, CA
  • 2007-06-19 → 2011-01-03
    Wells Fargo Investments, Llc
    Santa Barbara, CA
    Ventura, CA
    Camarillo, CA
    Santa Paula, CA
    Camarillo, CA
    Oxnard, CA
    Ventura, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-18
S63 Uniform Securities Agent State Law Examination 2005-03-18
  • S66 Uniform Combined State Law Examination
    2007-06-18
  • S63 Uniform Securities Agent State Law Examination
    2005-03-18
Other Names
  • Brian Jetton

View on SEC IAPD

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