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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-12 |
| CT | RA | APPROVED | 2023-03-03 |
| FL | RA | APPROVED | 2021-08-02 |
| TX | RA | APPROVED | 2021-07-31 |
Branch Locations
1230 Avenue Of The Americas, New York, NY 10020 • United States
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Miami | FL | 04/2021 | Present |
| Jpmorgan Securities Llc | Miami | FL | 04/2021 | Present |
| National Hockey League | New York | NY | 10/2019 | 03/2021 |
| Major League Baseball, Advanced Media | New York | NY | 02/2018 | 09/2019 |
| New York University | New York | NY | 01/2018 | 05/2019 |
| Boston University | Boston | MA | 09/2014 | 05/2017 |
| Unemployed | Narragansett | RI | 09/2017 | 01/2018 |
| Unemployed | Westport | CT | 05/2017 | 09/2017 |
| Vox Media - Stanley Cup Of Chowder | New York | NY | 01/2023 | Present |
| Vox Media - Over The Monster | New York | NY | 02/2023 | Present |
| Fans First Sports Network - Big Bad B's Podcast Network | Boston | MA | 02/2024 | 08/2025 |
| Thirteen Sports Llc | Dover | DE | 08/2025 | Present |
Entity Name: THIRTEEN SPORTS LLC Investment related: No Address: 8 THE GREEN STE A DOVER, DE 19901 https://www.thirteensports.com/ Nature of the other business: Sports Position/Title/Relationship: Advisor/Officer Start Date: 08/08/2025 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Chief Logistics Officer, I keep the operations of the company running efficiently and am a point person for logistical questions. The company is a fantasy sports network for Taylor Swift fans. We make money by selling merchandise. Entity Name: VOX Media - Over The Monster Investment related: No "Address: 85 Broad Street New York, NY 10004 https://www.overthemonster.com/" Nature of the other business: Journalism Position/Title/Relationship: Employee/Contractor Start Date: 02/03/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Writing articles about the Boston Red Sox. There is no overlap with my JPMC responsibilities. Entity Name: VOX Media - Stanley Cup of Chowder Investment related: No "Address: 85 Broad Street New York, NY 10004 https://www.stanleycupofchowder.com" Nature of the other business: Journalism Position/Title/Relationship: Employee/Contractor Start Date: 01/16/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Journalistic outlet covering the Boston Bruins. I would be writing articles about the team, including games and players. I would be attending games with press credentials, gaining exposure to players and coaches. It does not overlap at all with my JPMC role. Effective 4/5/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-30 |
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