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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-15
  • NY RA
    APPROVED
    Since 2025-05-15

Branch Locations

320 Park Avenue Fl 9, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Buffalo NY 01/2024 05/2025
Medecins Sans Frontieres New York NY 01/2024 05/2025
Combined Jewish Philanthropies Boston MA 08/2022 05/2023
X-Chem, Inc. Waltham MA 10/2021 07/2022
Wells Fargo Advisors - Culov Wealth Management Buffalo NY 08/2022 11/2023
Bentley University Waltham MA 08/2018 05/2023
East Aurora High School East Aurora NY 05/2014 05/2018
Unemployed East Aurora NY 05/2018 08/2018
Raymond James & Associates, Inc New York NY 05/2025 Present
  • 01/2024 → 05/2025
    Buffalo, NY
  • 01/2024 → 05/2025
    Medecins Sans Frontieres
    New York, NY
  • 08/2022 → 05/2023
    Combined Jewish Philanthropies
    Boston, MA
  • 10/2021 → 07/2022
    X-Chem, Inc.
    Waltham, MA
  • 08/2022 → 11/2023
    Wells Fargo Advisors - Culov Wealth Management
    Buffalo, NY
  • 08/2018 → 05/2023
    Bentley University
    Waltham, MA
  • 05/2014 → 05/2018
    East Aurora High School
    East Aurora, NY
  • 05/2018 → 08/2018
    Unemployed
    East Aurora, NY
  • 05/2025 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-04
S63 Uniform Securities Agent State Law Examination 2025-01-08
  • S65 Uniform Investment Adviser Law Examination
    2025-04-04
  • S63 Uniform Securities Agent State Law Examination
    2025-01-08

View on SEC IAPD

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