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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-03-09
TX RA APPROVED_RES 2014-06-11
IL RA APPROVED 2012-10-01
  • WI RA
    APPROVED
    Since 2018-03-09
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

1 N Dunton Ave, Floor 02, Arlington Heights, IL 60005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Roscoe IL 10/2012 02/2018
Jp Morgan Securities Llc Loves Park IL 03/2018 04/2020
Jp Morgan Chase Bank, N.A. Loves Park IL 03/2018 04/2020
J.P. Morgan Securities Llc Loves Park IL 04/2020 12/2023
J.P. Morgan Securities Llc Saint Louis MO 01/2024 Present
Previous Registrations
  • 2007-12-13 → 2012-10-01
    Chase Investment Services Corp.
    Elgin, IL
    Algonquin, IL
    Rockford, IL
    Marengo, IL
    Crystal Lake, IL
    Fox River Grove, IL
    Elgin, IL
    Carpentersville, IL
    Carpentersville, IL
    Mchenry, IL
    Huntley, IL
    Lake In The Hills, IL
    Algonquin, IL
    Spring Grove, IL
    Fox River Grove, IL
    Rockford, IL
    South Elgin, IL
    Loves Park, IL
    Cary, IL
    Round Lake Beach, IL
    Carpentersville, IL
    Rockford, IL
    Woodstock, IL
    Rockford, IL
    Moline, IL
    Moline, IL
    Crystal Lake, IL
    Elgin, IL
    Fox Lake, IL
    Fox Lake, IL
    Elgin, IL
    Barrington, IL
    Palatine, IL
    Hoffman Estates, IL
    Elgin, IL
    Hoffman Estates, IL
    Gurnee, IL
    Gurnee, IL
    Loves Park, IL
    Johnsburg, IL
    Fox Lake, IL
    Fox Lake, IL
    Crystal Lake, IL
    Roscoe, IL
    Wheaton, IL
    South Elgin, IL
  • 2005-06-13 → 2007-11-30
    Rockford, IL
    Rockford, IL
Other Businesses

ACTIVITY TYPE: 4 - OUTSIDE BUSINESS ACTIVITY WITH A NOT-FOR-PROFIT ORGANIZATION NAME OF ENTITY: SAK SAUM POSITION: MIDWEST AMBASSADOR START DATE: 6/1/2014 ADDRESS: 456 Phnom Penh, Cambodia DETAILS: THE ORGANIZATION EMPLOYEES AT RISK AND TRAFFICKED MEN AND WOMEN TO ENAMBLE THEM TO MAKE A LIVING. HOLD PARTIES AND MEET WITH LOCAL BUSINESS TO HELP CONNECT AND SELL THEIR PRODUCT LINE. THE PRODUCT LINE IS MAINLY JEWERLY, HEADBANDS, SCARFS, CLOTHES, AND PURSES. HOURS DEDICATED (per month unless otherwise indicated): ABOUT AN HOUR A WEEK. HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-10
  • S66 Uniform Combined State Law Examination
    2005-06-10

View on SEC IAPD

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