Kimberly Kay Ambrogio

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 02/2018
  J.P. Morgan Securities Llc
  Roscoe, IL
• 03/2018 → 04/2020
  Jp Morgan Securities Llc
  Loves Park, IL
• 03/2018 → 04/2020
  Jp Morgan Chase Bank, N.A.
  Loves Park, IL
• 04/2020 → 12/2023
  J.P. Morgan Securities Llc
  Loves Park, IL
• 01/2024 → Present
  J.P. Morgan Securities Llc
  Saint Louis, MO

Previous Registrations

• 2007-12-13 → 2012-10-01
  Chase Investment Services Corp.
  Elgin, IL
  Algonquin, IL
  Rockford, IL
  Marengo, IL
  Crystal Lake, IL
  Fox River Grove, IL
  Elgin, IL
  Carpentersville, IL
  Carpentersville, IL
  Mchenry, IL
  Huntley, IL
  Lake In The Hills, IL
  Algonquin, IL
  Spring Grove, IL
  Fox River Grove, IL
  Rockford, IL
  South Elgin, IL
  Loves Park, IL
  Cary, IL
  Round Lake Beach, IL
  Carpentersville, IL
  Rockford, IL
  Woodstock, IL
  Rockford, IL
  Moline, IL
  Moline, IL
  Crystal Lake, IL
  Elgin, IL
  Fox Lake, IL
  Fox Lake, IL
  Elgin, IL
  Barrington, IL
  Palatine, IL
  Hoffman Estates, IL
  Elgin, IL
  Hoffman Estates, IL
  Gurnee, IL
  Gurnee, IL
  Loves Park, IL
  Johnsburg, IL
  Fox Lake, IL
  Fox Lake, IL
  Crystal Lake, IL
  Roscoe, IL
  Wheaton, IL
  South Elgin, IL
• 2005-06-13 → 2007-11-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rockford, IL
  Rockford, IL

Other Businesses

ACTIVITY TYPE: 4 - OUTSIDE BUSINESS ACTIVITY WITH A NOT-FOR-PROFIT ORGANIZATION NAME OF ENTITY: SAK SAUM POSITION: MIDWEST AMBASSADOR START DATE: 6/1/2014 ADDRESS: 456 Phnom Penh, Cambodia DETAILS: THE ORGANIZATION EMPLOYEES AT RISK AND TRAFFICKED MEN AND WOMEN TO ENAMBLE THEM TO MAKE A LIVING. HOLD PARTIES AND MEET WITH LOCAL BUSINESS TO HELP CONNECT AND SELL THEIR PRODUCT LINE. THE PRODUCT LINE IS MAINLY JEWERLY, HEADBANDS, SCARFS, CLOTHES, AND PURSES. HOURS DEDICATED (per month unless otherwise indicated): ABOUT AN HOUR A WEEK. HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams

• S66 Uniform Combined State Law Examination
  2005-06-10